Global Banking & Markets - Supervisory Risk & Controls - Analyst - Bengaluru

Team Overview: 

GBM Supervisory Risk and Controls team is a First Line risk management function
and manages business controls covering supervisory related risks arising from
both Equities and Fixed Income Currency & Commodities (FICC) sales & trading
activities, as well as pre-trade and post-trade controls for different
regulatory obligations in the Global Banking & Markets (GBM) division. The team
focuses on control design, implementation and enhancements to ensure risk in GBM
is appropriately mitigated.

Roles and Responsibilities

* Design pre-trade and trade business controls for new regulatory
implementation and tools supporting supervision framework.
* Support systematic pre-trade and post-trade control design, workflows and
processes implementation with Engineering.
* Develop subject matter expertise on business controls and support coverage to
effectively investigate and remediate business control issues that arise
* Build relationships with Sales/Trading, Engineering, Compliance, Legal and
Operations globally to improve First Line control suite on an ongoing basis.
* Formulate, develop and document control requirements and logics.
* Contribute to strategic initiatives to streamline control design, workflows
and processes across obligations
* Analyze data and trends and identify enhancements to existing controls to
improve control effectiveness.
* Participate in cross-functional working groups, drive discussions of
supervisory and control solutions, and achieve consensus.
* Train impacted Sales/Traders on controls tooling.

Basic Qualifications:

* Bachelor’s degree
* 1-3 years of relevant work experience with specific knowledge of front office
supervisory framework or exposure to regulatory implementation.
* Good understanding of risk & controls framework across Trading & Sales
businesses
* Good understanding of securities markets, derivative products and Sales &
Trading functions and ability to build relationships with sales /
trading personnel
* Prior exposure to regulatory trading obligations 
* Ability to work with key stakeholders to define and clarify obligation
requirements and demonstrate comprehension of business logic
* Ability to prioritize and meet simultaneous competing demands and a passion
for a drive to deliver in a rapidly changing environment
* Strong project management/organizational skills and attention to
detail; ability to handle a fast-paced environment; articulate influentially.
* Ability to identify and articulate complex issues to a diverse group of
stakeholders, propose mitigates/solutions and escalate appropriately
* Expert in translating and analyzing data to perform root cause / trending /
impact analyses to drive decision making.
* Experience in process redesign and executing strategic concepts from
inception to implementation
* Experience with data blending and data visualization software such as
Alteryx, Tableau, QlikView, Power BI, is desirable but not required